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OR Lee Sa

柯莉莎
CE ANC084Licensed IndividualSFO licence active
Official SFC record

OR Lee Sa (CE number ANC084) is an individual licensed by the Hong Kong SFC. First licensed on 2008-11-04. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCNI Securities Group Limited
中國北方證券集團有限公司

Licence Record (10)

2020-05-20 – present Current
CNI Securities Group Limited Rep
RA 1
2017-10-03 – 2020-02-25
KGI Asia Limited Rep
RA 1
2015-07-03 – 2017-10-02
KGI Asia Limited Rep
RA 1
2015-04-28 – 2015-06-17
Corporate Brokers Limited Rep
RA 1
2014-07-14 – 2015-01-12
China Rise Securities Asset Management Company Limited Rep
RA 1
2013-01-21 – 2014-02-27
Yue Xiu Securities Company Limited Rep
RA 1
2010-04-12 – 2012-07-25
ABCI Securities Company Limited Rep
RA 1
2009-09-07 – 2010-02-26
Cathay Securities (Hong Kong) Limited Rep
RA 1
2009-06-03 – 2009-08-22
South China Securities Limited Rep
RA 1
2008-11-04 – 2009-05-05
Emperor Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANC084