China Rise Securities Asset Management Company Limited
華晉證券資產管理有限公司
CE ASZ577Licensed Corporation
China Rise Securities Asset Management Company Limited is a Hong Kong SFC licensed corporation (CE number ASZ577). First licensed on 2009-08-28. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2009-08-28 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2014-02-14 |
| RA 9 | Asset Management | 提供資產管理 | 2014-02-14 |
HKEX Participantships (2)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.