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WAN Shing Lung

溫誠龍
CE AHL499Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WAN Shing Lung (CE number AHL499) is an individual licensed by the Hong Kong SFC. First licensed on 2003-09-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Rise Securities Asset Management Company Limited
華晉證券資產管理有限公司

Licence Record (8)

2020-03-03 – present Current
China Rise Securities Asset Management Company Limited RO
RA 1 RA 4 RA 9
2020-01-24 – 2020-03-03
China Rise Securities Asset Management Company Limited Rep
RA 1 RA 4 RA 9
2016-07-04 – 2020-01-19
Gransing Securities Co., Limited RO
RA 1 RA 4 RA 9
2016-04-26 – 2018-11-06
Gransing Securities Co., Limited Rep
RA 1 RA 4 RA 9
2009-04-21 – 2016-04-25
Enlighten Securities Limited Rep
RA 1
2009-04-21 – 2016-04-25
Enlighten Futures Limited Rep
RA 2
2003-09-30 – 2009-04-13
Celestial Securities Limited Rep
RA 1 RA 3 RA 7
2003-09-30 – 2009-04-13
Celestial Commodities Limited Rep
RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHL499