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FUNG Wang Yuen

馮宏遠
CE BBW230Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FUNG Wang Yuen (CE number BBW230) is an individual licensed by the Hong Kong SFC. First licensed on 2013-09-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Rise Securities Asset Management Company Limited
華晉證券資產管理有限公司

Licence Record (3)

2019-09-05 – present Current
China Rise Securities Asset Management Company Limited RO
RA 1 RA 4 RA 9
2013-09-13 – 2019-08-18
Alpha Financial Group Limited Rep
RA 1
2013-09-13 – 2019-08-18
Ample Capital Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBW230