FOX Robin Jonathan Gibbs

CE AAJ578Licensed IndividualSFO licence active

FOX Robin Jonathan Gibbs (CE number AAJ578) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Representative	CNI Global Assets Management Limited 中國北方環球資產管理有限公司
Representative	CNI Securities Group Limited 中國北方證券集團有限公司

Licence Record (12)

2021-01-04 – present Current

CNI Global Assets Management Limited Rep

RA 9

2020-08-17 – present Current

CNI Securities Group Limited Rep

RA 1 RA 4

2019-07-09 – 2020-07-18

Pearl Bridge Securities Limited RO

RA 1 RA 4

2016-08-29 – 2018-08-25

Platinum Securities Company Limited RO

RA 1 RA 6

2016-07-14 – 2016-08-29

Platinum Securities Company Limited Rep

RA 1 RA 6

2015-11-03 – 2016-05-24

Central China International Capital Limited RO

RA 1 RA 6

2015-07-10 – 2015-11-03

Central China International Capital Limited Rep

RA 1 RA 6

2013-01-30 – 2015-06-10

Fortune Origin Securities Limited RO

RA 1 RA 6

2010-07-16 – 2013-01-30

Fortune Origin Securities Limited Rep

RA 1

2007-09-10 – 2010-02-01

Quam Securities Limited Rep

RA 1 RA 2

2007-09-10 – 2009-02-04

Quam Capital Limited Rep

RA 6

2003-04-01 – 2006-04-06

South China Capital Limited Rep

RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAJ578