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LAM, FAN

林凡
HKMA AC9432HKMA Relevant IndividualCurrently registered
Official HKMA record

LAM, FAN (HKMA registration number AC9432) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DBS BANK (HONG KONG) LIMITED. Has been engaged at 6 authorized institutions over time.

Current Registration (6)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
DBS BANK (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesNoTEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS2022-01-08
DBS BANK (HONG KONG) LIMITEDRA 2 Type 2: dealing in futures contractsNoTEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS2025-05-31
DBS BANK (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesNoTEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS2022-01-08
DBS BANK LTD.RA 1 Type 1: dealing in securitiesNoTEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS2022-01-08
DBS BANK LTD.RA 2 Type 2: dealing in futures contractsNoTEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS2025-05-31
DBS BANK LTD.RA 4 Type 4: advising on securitiesNoTEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS2022-01-08

Business Address

Registered InstitutionSFC CE No.Address
DBS BANK (HONG KONG) LIMITEDAAL66411TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.AAC212G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.

Registration History (8)

2025-05-31 – present Current
DBS BANK (HONG KONG) LIMITED
RA 2
2025-05-31 – present Current
DBS BANK LTD.
RA 2
2022-01-08 – present Current
DBS BANK (HONG KONG) LIMITED
RA 1 RA 4
2022-01-08 – present Current
DBS BANK LTD.
RA 1 RA 4
2021-04-28 – 2021-11-30
CHINA CITIC BANK INTERNATIONAL LIMITED
RA 1
2013-08-21 – 2021-03-16
CITIBANK, N.A.
RA 1 RA 4
2013-08-21 – 2021-03-16
CITICORP INTERNATIONAL LIMITED
RA 1 RA 4
2006-05-22 – 2013-05-10
BNP PARIBAS
RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AC9432