Citibank, N.A. is a Hong Kong SFC registered institution (CE number AAP937). First licensed on 2006-04-13. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2006-04-13 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2006-04-13 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2006-04-13 |
| RA 9 | Asset Management | 提供資產管理 | 2006-04-13 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| ABH959 | KWAN Siu Chan | 關兆親 |
| ADL626 | LO Wai Ming, Steven | 盧偉明 |
| AEV709 | CHOI Wai Lam | 蔡惠琳 |
| AEW033 | LAM Wing Chung, Charles | 林穎聰 |
| AIB753 | COWPERTHWAITE Adam Aaron | |
| ANU786 | TSAI Jackie Jennifer | |
| AOD560 | CHENG Joy | 鄭再再 |
| APA398 | SHEETHAL KUMAR Dalpathraj | |
| BDF778 | NYE Adrian John | |
| BRR990 | CHUANG Wen-hua Valentina | 莊文華 |