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SHEETHAL KUMAR Dalpathraj

CE APA398Licensed IndividualExecutive OfficerNo active licence
Official SFC record

SHEETHAL KUMAR Dalpathraj (CE number APA398) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-04. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Executive OfficerCitibank (Hong Kong) Limited
花旗銀行(香港)有限公司
Executive OfficerCitibank, N.A.
花旗銀行

Licence Record (3)

2013-01-24 – 2015-10-27
Standard Chartered Securities (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5
2007-06-04 – 2012-10-08
Citigroup Global Markets Asia Limited Rep
RA 1
2007-06-04 – 2012-10-08
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APA398