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PAK Sze Chai, Stephen

白思齊
CE AEL321Licensed IndividualExecutive OfficerNo active licence
Official SFC record

PAK Sze Chai, Stephen (CE number AEL321) is an individual licensed by the Hong Kong SFC. First licensed on 2006-07-21. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerCitibank, N.A.
花旗銀行

Licence Record (3)

2010-09-01 – 2019-10-03
UBS Securities Asia Limited Rep
RA 1
2009-04-17 – 2009-07-14
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4
2006-07-21 – 2009-04-30
Aberdeen International Investment Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEL321