China CITIC Bank International Limited is a Hong Kong SFC registered institution (CE number AAF138). First licensed on 2004-09-03. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-09-03 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2012-12-21 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2025-12-29 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AFG442 | NG Siu Lung, Derek | 吳兆龍 |
| AGW424 | LI Kathy | 李嘉怡 |
| AIQ485 | YUEN Miu Ling, Wendy | 袁妙齡 |
| AJO236 | NG Yun Qiao | 吳昀橋 |
| BDM063 | KANG XIAO Paloma Blanca | |
| BGS670 | LYU Fengze | 呂丰澤 |
| BHF791 | HU Ningrui | 胡凝瑞 |
| BHG569 | CHAN Miu Ying Sara | 陳妙英 |
| BJB851 | HO Chun Yiu, John | 何俊堯 |
| BJI433 | ZHONG Wenhui | 仲文輝 |
| BJS127 | CHEUNG Ho Yan | 張浩恩 |
| BMR374 | BAI Lijun | 柏立軍 |
| BOM755 | LI Chao | 李超 |
| BUM214 | MA Xiaohui | 马晓辉 |
| BVI054 | SHAM Wai Lap Alex | 岑偉立 |
| BVS514 | Man Ka Ki | 文家麒 |