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NG Siu Lung, Derek

吳兆龍
CE AFG442Licensed IndividualExecutive OfficerNo active licence

NG Siu Lung, Derek (CE number AFG442) is an individual licensed by the Hong Kong SFC. First licensed on 2004-04-28. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerChina CITIC Bank International Limited
中信銀行(國際)有限公司

Licence Record (2)

2007-01-15 – 2018-08-17