Basis Asset Management Limited is a Hong Kong SFC licensed corporation (CE number BQL814). First licensed on 2021-01-29. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2021-01-29 |
| RA 9 | Asset Management | 提供資產管理 | 2021-01-29 |
| CE No. | Name | Chinese |
|---|---|---|
| AAE939 | LAU Chung Hing, Sammy | 劉頌興 |
| AHY019 | CHAN Chun Kei, Kelvin | 陳俊祺 |
| ARG978 | CHAN Wing Gee, Hermia | 陳穎芝 |
| AWJ006 | CHONG Ming Hang | 莊銘恒 |
| BGN342 | WANG Xinxin | 王欣欣 |
| BHM430 | LI Li | 李勵 |
| CE No. | Name | Chinese |
|---|---|---|
| ACL418 | LEE Chun Wai, Peter | 李振威 |
| ALO077 | FONG Kwok Kai | 方國佳 |
| AML738 | LEUNG Spencer Yu Cheong | 梁裕昌 |
| ASQ208 | YEUNG Chi Tat, Chester | 楊志達 |
| BBT323 | LAW Frederick Andrew | 羅頌然 |
| BIR012 | MUI Ho Hay, Alex | 梅浩禧 |
| BIS678 | CHAN Chun Ming Jimmy | 陳振明 |
| BMV985 | POON Ho Wing | 潘浩榮 |
| BOU800 | LEE Mei Wan | 利美芸 |