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FONG Kwok Kai

方國佳
CE ALO077Licensed IndividualSFO licence active
Official SFC record

FONG Kwok Kai (CE number ALO077) is an individual licensed by the Hong Kong SFC. First licensed on 2005-01-14. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBasis Asset Management Limited
格致資產管理有限公司

Licence Record (3)

2025-11-26 – present Current
Basis Asset Management Limited Rep
RA 4 RA 9
2025-05-13 – 2025-11-11
Dynasty Alliance Investment Management Limited Rep
RA 4 RA 9
2005-01-14 – 2009-07-24
AIA Wealth Management Company Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALO077