Dynasty Alliance Investment Management Limited is a Hong Kong SFC licensed corporation (CE number BGB564). First licensed on 2015-12-04. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2019-02-20 |
| RA 9 | Asset Management | 提供資產管理 | 2015-12-04 |
| CE No. | Name | Chinese |
|---|---|---|
| AFK515 | LEE Kin Man, Desmond | 李健文 |
| AOM636 | WANG Yong | 王勇 |
| BKD487 | WONG Yan Kei Christine | 黃昕淇 |
| CE No. | Name | Chinese |
|---|---|---|
| ACH859 | GO Sing Fai | 吳成輝 |
| AFS989 | CHAN Tat Wai | 陳達威 |
| ALQ500 | CHAN Fun, Freda | 陳芬 |
| ALS696 | CHAN Ching Yu, Katherine | 陳菁瑜 |
| ALY638 | WONG Sau Man | 黃秀文 |
| ASO037 | LO Koon Wah | 盧冠華 |
| AVH100 | CHIAO Hsin | 焦訢 |
| AXI660 | WU Wing Chi | 胡穎芝 |
| BEV755 | LAU Hong Lin | 劉康蓮 |
| BHX260 | CHEUNG Yuk Kwai | 張玉桂 |
| BNA767 | LEE Yuet See | 李侻思 |
| BNV484 | KWONG Ming Ngai Ronald | 鄺銘毅 |
| BOC779 | WU Sui Lung | 胡瑞龍 |
| BOD914 | FAN Ka Wai | 范家威 |
| BPY831 | CHAN Ka Ching | 陳家禎 |
| BQF970 | HUI On Kei | 許安琪 |
| BQM902 | LAM Fu Kit | 林富杰 |
| BQW632 | LEE Kit Sum | 李結心 |
| BRC058 | CHOW Chi Hung | 周志雄 |
| BRD485 | CHIU Tai Ying | 趙泰英 |
| BRR038 | LEUNG Kei Fu | 梁琦富 |
| BRU947 | NGAN Yi Shing | 顏以成 |
| BRW509 | LAM Chui Fei | 林翠菲 |
| BTB417 | HO Wen Yi | 何文儀 |
| BVI309 | TAM Pui Shan Sarah | 譚沛珊 |
| BVP775 | CHIU Tin Ki | 趙天琪 |
| BVP778 | YEUNG Ching Lim | 楊正廉 |
| BVR963 | BAI Yunlin | 白韞琳 |
| BWF060 | HON Yat Chin Edwin | 韓溢展 |
| BWI021 | FUNG Chi Foon | 馮志歡 |
| BWZ305 | HONG Chung Yeung Gary | 杭震洋 |
| BXW617 | LO Yee Lam | 盧依琳 |