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CHAN Chun Kei, Kelvin

陳俊祺
CE AHY019Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Chun Kei, Kelvin (CE number AHY019) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBasis Asset Management Limited
格致資產管理有限公司

Licence Record (7)

2021-01-29 – present Current
Basis Asset Management Limited RO
RA 4 RA 9
2020-01-22 – 2020-12-07
GF Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2017-07-28 – 2020-12-07
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2012-12-20 – 2020-01-22
GF Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2009-06-11 – 2012-10-31
China International Capital Corporation Hong Kong Asset Management Limited Rep
RA 9
2006-06-15 – 2009-05-31
AD Capital Management (Hong Kong) Limited Rep
RA 4
2003-04-01 – 2006-04-27
Lehman Brothers Asia Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHY019