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LEUNG Spencer Yu Cheong

梁裕昌
CE AML738Licensed IndividualSFO licence active
Official SFC record

LEUNG Spencer Yu Cheong (CE number AML738) is an individual licensed by the Hong Kong SFC. First licensed on 2005-09-15. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBasis Asset Management Limited
格致資產管理有限公司

Licence Record (8)

2026-06-24 – present Current
Basis Asset Management Limited Rep
RA 4 RA 9
2022-10-19 – 2026-05-04
Dynasty Alliance Investment Management Limited RO
RA 4 RA 9
2022-08-16 – 2022-10-19
Dynasty Alliance Investment Management Limited Rep
RA 4 RA 9
2018-12-06 – 2022-06-30
Alphalex Capital Management (HK) Limited RO
RA 4 RA 9
2018-11-23 – 2018-12-06
Alphalex Capital Management (HK) Limited Rep
RA 4
2008-05-09 – 2018-06-01
UBS Securities Asia Limited Rep
RA 4
2006-08-30 – 2008-04-11
Credit Agricole Securities (Asia) Limited Rep
RA 4
2005-09-15 – 2006-06-22
Lehman Brothers Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AML738