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POON Ho Wing

潘浩榮
CE BMV985Licensed IndividualSFO licence active
Official SFC record

POON Ho Wing (CE number BMV985) is an individual licensed by the Hong Kong SFC. First licensed on 2018-06-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBasis Asset Management Limited
格致資產管理有限公司

Licence Record (2)

2024-12-24 – present Current
Basis Asset Management Limited Rep
RA 4 RA 9
2018-06-04 – 2020-08-01
Aristo Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMV985