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LAW Frederick Andrew

羅頌然
CE BBT323Licensed IndividualSFO licence active
Official SFC record

LAW Frederick Andrew (CE number BBT323) is an individual licensed by the Hong Kong SFC. First licensed on 2013-08-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBasis Asset Management Limited
格致資產管理有限公司

Licence Record (5)

2025-12-09 – present Current
Basis Asset Management Limited Rep
RA 4 RA 9
2016-10-11 – 2024-04-12
Goldman Sachs (Asia) Securities Limited Rep
RA 1 RA 2 RA 7
2013-08-26 – 2024-04-12
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2013-08-26 – 2016-10-10
Goldman Sachs (Asia) Securities Limited Rep
RA 1 RA 7
2013-08-26 – 2016-10-10
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBT323