Futu Securities International (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AZT137). First licensed on 2012-10-04. Its SFC licence is currently active. It is licensed for 7 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2012-10-04 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2013-07-10 |
| RA 3 | Leveraged Foreign Exchange Trading | 槓桿式外匯交易 | 2020-12-28 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2015-06-02 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2018-08-07 |
| RA 7 | Providing Automated Trading Services | 提供自動化交易服務 | 2019-08-09 |
| RA 9 | Asset Management | 提供資產管理 | 2015-07-24 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| ABS236 | MOK Kon Lim | 莫幹濂 |
| AFA176 | FONG Siu Yat | 方少逸 |
| AOO228 | CHEN Yu | 陳宇 |
| AOV563 | WU Biwei | 鄔必偉 |
| AQJ466 | LIN Wan-Ju | 林婉茹 |
| AQO340 | FENG Li | 馮莉 |
| ARP474 | TSE Chi Kin, Daniel | 謝志堅 |
| AYV450 | TO Po Yin | 杜寶賢 |
| BBH085 | WONG Tsz Ching | 黃梓政 |
| BCQ328 | CHENG Ho Ming | 鄭浩明 |
| BEX254 | MO Kwan Ho | 毛君豪 |
| BGZ307 | NG Chik Fai | 伍稷暉 |
| BIH327 | CHEN Yujia | 陳宇佳 |
| BIS306 | CHAN Lai Shan | 陳麗珊 |
| BJD766 | SHI Junfeng | 是俊峰 |
| BJG194 | WONG Ka Ho | 黃家豪 |
| BKX030 | ZHU Zhen | 朱楨 |
| BLZ743 | GAO Bing | 高冰 |
| BMX555 | TAM Yui Chit Jeffrey | 譚睿哲 |
| BOJ234 | TAM Ho Kwan | 譚浩崑 |
| BOL868 | TSANG Kin Ki | 曾建奇 |
| BOQ875 | KWAN Chun Liang Nicholas | 關仲良 |
| BPA021 | CHEUNG Ho Ming | 張灝明 |
| CE No. | Name | Chinese |
|---|---|---|
| APF463 | CHEUNG Kit Man | 張潔雯 |
| AQJ466 | LIN Wan-Ju | 林婉茹 |
| ATQ882 | YU Shek Lun | 余石麟 |
| AYV450 | TO Po Yin | 杜寶賢 |
| AZB696 | LAU Wai Ching | 劉慧菁 |
| BBA274 | WANG Sheng | 王盛 |
| BBH085 | WONG Tsz Ching | 黃梓政 |
| BBJ914 | YIP Tang Pang | 葉騰鵬 |
| BCO240 | IP Ka Yeung | 葉家楊 |
| BCQ328 | CHENG Ho Ming | 鄭浩明 |
| BEL955 | GAO Yijia | 高藝嘉 |
| BEX254 | MO Kwan Ho | 毛君豪 |
| BFN311 | YING Ue | 邢妤 |
| BFY826 | HUANG Zidong | 黃梓東 |
| BFZ213 | LI Tangtan | 李唐坦 |
| BGH355 | WONG Ting Kwan | 王廷鈞 |
| BGS827 | CHAN Kin Ho | 陳建豪 |
| BGZ307 | NG Chik Fai | 伍稷暉 |
| BIH327 | CHEN Yujia | 陳宇佳 |
| BIS306 | CHAN Lai Shan | 陳麗珊 |
| BJG194 | WONG Ka Ho | 黃家豪 |
| BKP940 | LU Yang | 路洋 |
| BKX030 | ZHU Zhen | 朱楨 |
| BLE917 | WONG Chin Wai Raymond | 王阡煒 |
| BLI759 | OR Yu Yeung | 柯宇揚 |
| BLO670 | LEE Kwun Ho | 李冠濠 |
| BMG151 | CHAU Chin Wang | 周展宏 |
| BMS690 | CHEUNG Lai Nga | 張麗雅 |
| BNJ144 | LI Peiyu | 李佩俞 |
| BNS460 | ZHANG Jiahao | 張佳豪 |
| BOB624 | WONG Yu Ming | 王裕明 |
| BOD280 | FUNG Man Wai | 馮文慧 |
| BOJ234 | TAM Ho Kwan | 譚浩崑 |
| BOJ868 | CHAN Siu Pang | 陳小鵬 |
| BOL868 | TSANG Kin Ki | 曾建奇 |
| BOP792 | LAM Chun Ho | |
| BOS130 | PAN Chenglin | 潘程琳 |
| BPA020 | CHAN Sau Yuk Alice | 陳秀玉 |
| BPA021 | CHEUNG Ho Ming | 張灝明 |
| BPE834 | TANG Kai Fan | 鄧啟帆 |
| BPI648 | YIP Chung Ming | 葉頌銘 |
| BPO694 | SONG Ruixi | 宋芮熙 |
| BPX573 | LI Sheng | 李晟 |
| BPX893 | GUAN Li | 關麗 |
| BPY498 | LI Tsz Fai | 李梓輝 |
| BQA857 | LEUNG Pui Lai | 梁佩麗 |
| BQQ715 | LO Cheuk Kwan | 盧芍君 |
| BRO307 | HUANG Hongchang | 黃鴻昌 |
| BRR440 | CHAN Wang Ming | 陳泓銘 |
| BRU685 | TSANG Wai Yuen | 曾偉元 |
| BRV942 | LIN Xinye | 林芯叶 |
| BRW778 | LEUNG Ngai Yiu | 梁藝耀 |
| BSA357 | TONG Tsz Ching | 湯芷晴 |
| BSA370 | SUN Rui | 孫睿 |
| BSI281 | CHEUNG Man Yi | 張文意 |
| BSI359 | WANG Di | 王迪 |
| BSX725 | TSOI Sau Man | 蔡秀雯 |
| BTA221 | CHEUNG Yiu Hei | 張耀希 |
| BTA292 | TSE MIN TSZ | 謝勉孜 |
| BTG269 | CHENG Hoi Yan | 鄭鎧昕 |
| BTG304 | CHAN Yui Wai | 陳銳威 |
| BTO975 | ZHU Shanshan | 朱珊杉 |
| BTQ697 | LI Ying Kin | 黎英健 |
| BTV013 | LI WEIJIA | 李維佳 |
| BTW784 | LO Chun Kit | 盧俊傑 |
| BTY119 | CHAN Man Leung | 陳文樑 |
| BTY521 | CHENG Fun Yan | 鄭歡欣 |
| BTZ997 | TIAN Jialing | 田佳灵 |
| BUB111 | LIN Xili | 林夕力 |
| BUC133 | XI JUNHAO | 席浚豪 |
| BUC273 | MIAO YU | 苗雨 |
| BUF920 | CHONG Sau Ching | 莊秀清 |
| BUG087 | YE Cuiling | 叶翠玲 |
| BUG379 | CHAN Kei Yin | 陳紀燃 |
| BUG797 | LIU Yuanyuan | 劉源原 |
| BUI340 | LUO Bina | 羅碧娜 |
| BUI499 | LAM Hei Yan | 林希欣 |
| BUI890 | WEI WENBO | 魏文博 |
| BUJ134 | REN Xing | 任杏 |
| BUM577 | YANG Yaming | 杨雅茗 |
| BUM578 | LAU LAI TING EDMUND | 劉澧霆 |
| BUO570 | LAI Lan | 来兰 |
| BUQ988 | TU Chenzhuo | 涂陈卓 |
| BUR210 | YANG Yi | 杨一 |
| BUS237 | XIAO Xuanyao | 肖璇瑶 |
| BUS646 | LAM Sin Yi | 林善懿 |
| BUT971 | KEI Chun Ho | 紀俊浩 |
| BUU940 | LEE King Hong | 李景康 |
| BUV652 | CAI Baozhu | 蔡宝珠 |
| BUV931 | HO Ho Man | 何浩文 |
| BUX587 | ZHANG Yilin | 张以霖 |
| BUX605 | CHENG Qiong | 成琼 |
| BUX906 | SUN Changliang | 孫常亮 |
| BUY204 | ZHONG Tianjiao | 鍾天嬌 |
| BVA990 | WANG Xuemin | 王学敏 |
| BVB521 | CHEN Youjia | 陈友佳 |
| BVF813 | TSOI HOI YING | 蔡海瀛 |
| BVG113 | HO Ngo Long | 何敖朗 |
| BVI308 | YU HAO | 于浩 |
| BVL528 | MA Dahao | 馬達豪 |