Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

SHI Junfeng

是俊峰
CE BJD766Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHI Junfeng (CE number BJD766) is an individual licensed by the Hong Kong SFC. First licensed on 2017-08-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFutu Securities International (Hong Kong) Limited
富途證券國際(香港)有限公司

Licence Record (4)

2020-07-08 – present Current
Futu Securities International (Hong Kong) Limited RO
RA 1 RA 2 RA 4 RA 5 RA 7 RA 9
2020-06-05 – 2021-01-13
Futu Securities International (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5
2020-01-16 – 2020-04-30
Zheshang International Financial Holdings Co., Limited Rep
RA 1 RA 4
2017-08-29 – 2020-04-30
Zheshang International Financial Holdings Co., Limited RO
RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJD766