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WU Biwei

鄔必偉
CE AOV563Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Biwei (CE number AOV563) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFutu Securities International (Hong Kong) Limited
富途證券國際(香港)有限公司

Licence Record (8)

2014-11-25 – present Current
Futu Securities International (Hong Kong) Limited RO
RA 1 RA 2 RA 3 RA 4 RA 5 RA 7 RA 9
2012-10-25 – 2014-09-30
Rifa Securities Limited RO
RA 1
2012-10-25 – 2014-09-30
Rifa Futures Limited RO
RA 2
2012-10-25 – 2014-09-30
TFI Asset Management Limited RO
RA 4 RA 5 RA 9
2012-10-15 – 2012-10-25
Rifa Securities Limited Rep
RA 1
2012-10-15 – 2012-10-25
Rifa Futures Limited Rep
RA 2
2012-10-15 – 2012-10-25
TFI Asset Management Limited Rep
RA 4
2007-06-07 – 2012-08-14
CES Capital International (Hong Kong) Co., Limited RO
RA 1 RA 2 RA 3 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOV563