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TAM Ho Kwan

譚浩崑
CE BOJ234Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TAM Ho Kwan (CE number BOJ234) is an individual licensed by the Hong Kong SFC. First licensed on 2019-06-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerFutu Securities International (Hong Kong) Limited
富途證券國際(香港)有限公司
RepresentativeFutu Securities International (Hong Kong) Limited
富途證券國際(香港)有限公司

Licence Record (3)

2023-03-14 – present Current
Futu Securities International (Hong Kong) Limited RO
RA 1 RA 2 RA 4
2019-10-22 – present Current
Futu Securities International (Hong Kong) Limited Rep
RA 1 RA 2 RA 3 RA 4 RA 5
2019-06-14 – 2019-09-20
Kam Luen Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOJ234