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LU Yang

路洋
CE BKP940Licensed IndividualSFO licence active
Official SFC record

LU Yang (CE number BKP940) is an individual licensed by the Hong Kong SFC. First licensed on 2017-08-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFutu Securities International (Hong Kong) Limited
富途證券國際(香港)有限公司

Licence Record (3)

2026-05-08 – present Current
Futu Securities International (Hong Kong) Limited Rep
RA 1 RA 4
2017-08-24 – 2024-09-30
ICBC International Capital Limited Rep
RA 1 RA 4 RA 6
2017-08-24 – 2024-09-30
ICBC International Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKP940