Vontobel (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number ARR382). First licensed on 2008-11-27. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2008-11-27 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2008-11-27 |
| RA 9 | Asset Management | 提供資產管理 | 2024-02-14 |
| CE No. | Name | Chinese |
|---|---|---|
| AJK607 | CHWEI Mein Sze | 徐敏思 |
| AKO881 | LAW Siu Chung | 羅兆聰 |
| ANN387 | TSE King Chung, Kendall | 謝敬重 |
| AVC108 | LEE Man Hon | 李文瀚 |
| BGG675 | KIM Yong Duk | 金容德 |
| BRP755 | MORETTON Sebastien Benjamin | |
| BSU776 | LEE Wei Kai | 李为凯 |
| BVM989 | HO XIN QIAN CLARABELLE | 何欣蒨 |
| CE No. | Name | Chinese |
|---|---|---|
| APO904 | CHAN Fung Yee, Gayle | 陳鳳儀 |
| AVC108 | LEE Man Hon | 李文瀚 |
| BFR099 | OUYANG Huizi | 歐陽惠子 |
| BGG675 | KIM Yong Duk | 金容德 |
| BLR815 | FOK Silas Chun Wan | 霍浚泓 |
| BNO561 | TAN Hui Shang Serene | |
| BOC807 | CHEN Kunjie | 陳坤杰 |
| BOM817 | HONG Felix | |
| BPN223 | LI Zhen | 李臻 |
| BPV545 | ZHANG Dayang | 張達洋 |
| BQI524 | CHAU Mei Ki | 鄒嵋琪 |
| BRH272 | KWOK Long To Timothy | 郭朗途 |
| BUN629 | YUEN Chi Chun Edmund | 元子俊 |
| BVB190 | TAY Han Cong, Shawn | 鄭翰聰 |
| BWZ127 | LAM Ho Ching | 林皓晴 |
| BYE376 | NG Jiaxuan |