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KIM Yong Duk

金容德
CE BGG675Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KIM Yong Duk (CE number BGG675) is an individual licensed by the Hong Kong SFC. First licensed on 2015-09-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerVontobel (Hong Kong) Limited
瑞萬通博(香港)有限公司
RepresentativeVontobel (Hong Kong) Limited
瑞萬通博(香港)有限公司

Licence Record (4)

2025-09-29 – present Current
Vontobel (Hong Kong) Limited RO
RA 1 RA 9
2023-08-17 – present Current
Vontobel (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2021-01-19 – 2023-08-04
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments, PGIM Private Alternatives and Jennison Associates) Rep
RA 1 RA 4
2015-09-25 – 2020-03-13
UBS Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGG675