Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAW Siu Chung

羅兆聰
CE AKO881Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAW Siu Chung (CE number AKO881) is an individual licensed by the Hong Kong SFC. First licensed on 2004-06-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerVontobel (Hong Kong) Limited
瑞萬通博(香港)有限公司

Licence Record (5)

2026-03-03 – present Current
Vontobel (Hong Kong) Limited RO
RA 1
2025-12-19 – 2026-03-03
Vontobel (Hong Kong) Limited Rep
RA 1
2023-07-20 – 2025-12-02
Jupiter Asset Management (Hong Kong) Limited Rep
RA 1
2019-07-17 – 2023-07-10
Janus Henderson Investors Hong Kong Limited Rep
RA 1 RA 4
2004-06-05 – 2009-06-19
Global Investment Advisors Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKO881