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LEE Man Hon

李文瀚
CE AVC108Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Man Hon (CE number AVC108) is an individual licensed by the Hong Kong SFC. First licensed on 2010-04-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerVontobel (Hong Kong) Limited
瑞萬通博(香港)有限公司
RepresentativeVontobel (Hong Kong) Limited
瑞萬通博(香港)有限公司

Licence Record (4)

2024-02-14 – present Current
Vontobel (Hong Kong) Limited RO
RA 9
2021-11-15 – present Current
Vontobel (Hong Kong) Limited Rep
RA 1 RA 4
2013-06-27 – 2020-12-31
Double Haven Capital (Hong Kong) Limited Rep
RA 9
2010-04-30 – 2012-11-06
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVC108