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TSE King Chung, Kendall

謝敬重
CE ANN387Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSE King Chung, Kendall (CE number ANN387) is an individual licensed by the Hong Kong SFC. First licensed on 2006-06-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerVontobel (Hong Kong) Limited
瑞萬通博(香港)有限公司

Licence Record (5)

2020-10-29 – present Current
Vontobel (Hong Kong) Limited RO
RA 1 RA 4
2020-08-27 – 2021-08-24
Vontobel (Hong Kong) Limited Rep
RA 1 RA 4
2014-10-10 – 2020-07-24
Robeco Hong Kong Limited RO
RA 1
2009-07-10 – 2020-07-24
Robeco Hong Kong Limited Rep
RA 1 RA 4 RA 9
2006-06-27 – 2008-11-24
Instinet Alpha Trading Limited Rep
RA 1 RA 4 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANN387