Neuberger Berman Asia Limited is a Hong Kong SFC licensed corporation (CE number AQN831). First licensed on 2008-03-13. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2008-03-13 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2008-03-13 |
| RA 9 | Asset Management | 提供資產管理 | 2008-03-13 |
| CE No. | Name | Chinese |
|---|---|---|
| AEQ438 | CHENG Pui Yan | 鄭珮欣 |
| ANQ638 | LIU Patrick Song | |
| AXQ380 | BOON Yan Taw | 溫演道 |
| BUI011 | HUI Alvin Joyue | 許祖裕 |
| CE No. | Name | Chinese |
|---|---|---|
| ACZ366 | CHEN Chih Yang | 陳志陽 |
| AGP663 | LAM Lam, Linda | 林霖 |
| ALF667 | CHAN Pui Kwan | 陳佩君 |
| ANY202 | HUI Yik Sin | 許亦先 |
| APL963 | TANG Annie Yue Wai | 鄧宇蕙 |
| APP201 | YIP Pak Kin Alan | 葉栢堅 |
| APZ135 | NG Hoi Yin | 吳凱燕 |
| APZ425 | PANG Man Yee, Maggie | 彭雯兒 |
| ARR530 | TONG Ka Lai | 唐嘉麗 |
| AVM568 | YUEN Wai Kin | 阮惠健 |
| BBJ687 | TSANG Lok Ching | 曾樂正 |
| BBP894 | CHO Long Yin, Jeff | 曹朗賢 |
| BBS238 | CHOW Kwun Chung | 周冠仲 |
| BDH472 | FENG Yilin | 馮伊琳 |
| BDR365 | PAN Yi | 潘禕 |
| BGH363 | LI Jingyi | 李婧怡 |
| BIE626 | CHEUNG Cheuk Fung | 張卓峰 |
| BJL679 | XIAO Di | 肖笛 |
| BKD280 | SIAO Pui Ling | 蕭佩鈴 |
| BKL102 | LAI Andrew Kai-Jie | 賴凱杰 |
| BNR338 | LIU Xinzhu | 劉馨竹 |
| BOE627 | CHIU Hiu Lam Emily | 招曉霖 |
| BOU150 | TAN Hui Yi Rachel | 陳慧儀 |
| BPM359 | PARK Soo Bin | |
| BPU697 | ZHU Yunhan | 朱韫晗 |
| BRF475 | CHAN Christopher Lai Yin | 陳禮賢 |
| BRW598 | LAU Vivian Wai Man | 劉慧敏 |
| BSK252 | YAM Douglas | 任晉毅 |
| BTH340 | LAW Ka Chun | 羅嘉俊 |
| BTQ508 | CHENG Ka Kin | 鄭家健 |
| BUA247 | TSAO Wing Sze | 曹穎詩 |
| BVH799 | WU Chih-Hong | 吳志宏 |
| BWA910 | NEO Hong Hong | |
| BWJ962 | FONG Sin Tung | 方善彤 |
| BYA502 | KUMAR ASHVIN | |
| BYD146 | BRACEY Tobias James |