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NG Hoi Yin

吳凱燕
CE APZ135Licensed IndividualSFO licence active
Official SFC record

NG Hoi Yin (CE number APZ135) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNeuberger Berman Asia Limited

Licence Record (2)

2015-03-26 – present Current
Neuberger Berman Asia Limited Rep
RA 1 RA 4
2007-11-08 – 2009-03-17
BlackRock (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APZ135