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TONG Ka Lai

唐嘉麗
CE ARR530Licensed IndividualSFO licence active
Official SFC record

TONG Ka Lai (CE number ARR530) is an individual licensed by the Hong Kong SFC. First licensed on 2008-10-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNeuberger Berman Asia Limited

Licence Record (6)

2019-02-22 – present Current
Neuberger Berman Asia Limited Rep
RA 1 RA 4
2016-07-18 – 2018-10-31
Principal Investment & Retirement Services Limited Rep
RA 1 RA 4
2014-08-29 – 2016-06-12
Guotai Junan Assets (Asia) Limited Rep
RA 1 RA 4 RA 9
2013-07-24 – 2013-09-24
iFAST Global Markets (HK) Limited Rep
RA 4
2013-07-24 – 2013-08-16
iFAST Financial (HK) Limited Rep
RA 4
2008-10-02 – 2009-02-18
Ample Capital Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARR530