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TAN Hui Yi Rachel

陳慧儀
CE BOU150Licensed IndividualSFO licence active
Official SFC record

TAN Hui Yi Rachel (CE number BOU150) is an individual licensed by the Hong Kong SFC. First licensed on 2019-09-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNeuberger Berman Asia Limited

Licence Record (2)

2021-07-12 – present Current
Neuberger Berman Asia Limited Rep
RA 1 RA 4
2019-09-12 – 2021-04-30
Pictet Asset Management (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOU150