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HUI Alvin Joyue

許祖裕
CE BUI011Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUI Alvin Joyue (CE number BUI011) is an individual licensed by the Hong Kong SFC. First licensed on 2024-06-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNeuberger Berman Asia Limited

Licence Record (1)

2024-06-21 – present Current
Neuberger Berman Asia Limited RO
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUI011