KGI Asset Management Limited is a Hong Kong SFC licensed corporation (CE number AEN441). First licensed on 2007-10-26. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2007-10-26 |
| RA 9 | Asset Management | 提供資產管理 | 2007-10-26 |
| CE No. | Name | Chinese |
|---|---|---|
| AAB973 | LAW Man Sang | 羅文生 |
| ABR276 | WONG Hoe Choon Reddy | 黃浩泉 |
| ABZ888 | LEE Man Sik | 李文軾 |
| ADZ808 | LAU Hung Chuen | 劉洪泉 |
| AWC705 | CHEUNG Chi Lok | 張熾樂 |
| BRH096 | DUAN Zhijian | 段之鍵 |
| CE No. | Name | Chinese |
|---|---|---|
| AAM201 | KWAN Lai On, Warren | 關澧安 |
| ACF083 | WU Chiang Li | 吳強立 |
| AES119 | MALLIA Mark Charles Alexander | |
| ANM627 | LEUNG Wing Lam | 梁永林 |
| AOV341 | ZHANG Chen | 張琛 |
| AOX216 | LAU Wai Han | 劉慧嫻 |
| AQC579 | CHEUNG Wai | 張惠 |
| AQJ712 | TAI Chuan-Huang | 戴傳晃 |
| AQZ664 | CHOW Wing Yan, Joseph | 周永忻 |
| ASK859 | ZHANG Chunzhi | 張春志 |
| AYU358 | MAK Ho Yan Jonathan | 麥浩欣 |
| BBQ339 | TSANG Fan Chun | 曾繁珍 |
| BCN378 | TSANG Wing Kai | 曾榮佳 |
| BEI396 | TAM Wai Lun | 譚偉倫 |
| BEQ291 | WEY Jyh-Jye James | 魏志傑 |
| BHC514 | YIM Ka Kit | 嚴家傑 |
| BMR330 | CHANG Yu Tzu | 張育滋 |
| BRV842 | CHEUNG Tsz Ling | 張梓玲 |