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CHAU Lok Wing

巢樂榮
CE BVW172Licensed IndividualSFO licence active
Official SFC record

CHAU Lok Wing (CE number BVW172) is an individual licensed by the Hong Kong SFC. First licensed on 2025-02-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeKGI Asset Management Limited
凱基資產管理有限公司

Licence Record (1)

2025-02-25 – 2025-03-21
LGT Investment Management (Asia) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BVW172