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MAK Ho Yan Jonathan

麥浩欣
CE AYU358Licensed IndividualSFO licence active
Official SFC record

MAK Ho Yan Jonathan (CE number AYU358) is an individual licensed by the Hong Kong SFC. First licensed on 2012-01-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeKGI Asia Limited
凱基證券亞洲有限公司
RepresentativeKGI Asset Management Limited
凱基資產管理有限公司

Licence Record (6)

2020-11-27 – present Current
KGI Asia Limited Rep
RA 1 RA 4
2020-11-27 – present Current
KGI Asset Management Limited Rep
RA 9
2016-08-10 – 2020-11-15
Zhongtai International Asset Management Limited Rep
RA 4 RA 9
2014-08-27 – 2015-10-07
Ping An Securities (Hong Kong) Futures Company Limited Rep
RA 2
2014-06-04 – 2015-10-07
Ping An Securities (Hong Kong) Holdings Company Limited Rep
RA 1 RA 4
2012-01-10 – 2014-05-24
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYU358