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TAI Chuan-Huang

戴傳晃
CE AQJ712Licensed IndividualSFO licence active
Official SFC record

TAI Chuan-Huang (CE number AQJ712) is an individual licensed by the Hong Kong SFC. First licensed on 2008-03-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeKGI Asia Limited
凱基證券亞洲有限公司
RepresentativeKGI Asset Management Limited
凱基資產管理有限公司

Licence Record (7)

2017-10-03 – present Current
KGI Asia Limited Rep
RA 1
2017-01-26 – present Current
KGI Asset Management Limited Rep
RA 9
2016-11-28 – 2017-10-02
KGI Asia Limited Rep
RA 1
2015-02-03 – 2016-07-22
Beevest Securities Limited Rep
RA 1 RA 4
2012-07-25 – 2014-05-30
Open Securities Limited Rep
RA 1
2009-04-06 – 2011-09-30
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1
2008-03-10 – 2009-02-01
KGI Wealth Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQJ712