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TSANG Wing Kai

曾榮佳
CE BCN378Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSANG Wing Kai (CE number BCN378) is an individual licensed by the Hong Kong SFC. First licensed on 2013-12-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerKGI Asia Limited
凱基證券亞洲有限公司
RepresentativeKGI Asia Limited
凱基證券亞洲有限公司
RepresentativeKGI Asset Management Limited
凱基資產管理有限公司
RepresentativeKGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司

Licence Record (6)

2019-01-16 – present Current
KGI Asia Limited RO
RA 1
2017-10-03 – present Current
KGI Asia Limited Rep
RA 1 RA 4
2017-02-06 – present Current
KGI Asset Management Limited Rep
RA 9
2016-10-24 – present Current
KGI Futures (Hong Kong) Limited Rep
RA 2
2013-12-12 – 2017-10-02
KGI Asia Limited Rep
RA 1
2013-12-12 – 2017-10-02
KGI Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCN378