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CHANG Yu Tzu

張育滋
CE BMR330Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHANG Yu Tzu (CE number BMR330) is an individual licensed by the Hong Kong SFC. First licensed on 2018-03-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerKGI Asia Limited
凱基證券亞洲有限公司
RepresentativeKGI Asset Management Limited
凱基資產管理有限公司

Licence Record (4)

2020-08-24 – present Current
KGI Asia Limited RO
RA 1 RA 4
2020-08-19 – present Current
KGI Asset Management Limited Rep
RA 9
2022-03-08 – 2022-05-11
KGI Capital Asia Limited Rep
RA 6
2018-03-28 – 2020-08-24
KGI Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMR330