Charles Schwab, Hong Kong, Limited
嘉信理財香港有限公司
CE ADV256Licensed Corporation
Charles Schwab, Hong Kong, Limited is a Hong Kong SFC licensed corporation (CE number ADV256). First licensed on 2004-05-04. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-05-04 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-05-04 |
Responsible Officers (2)
| CE No. | Name | Chinese |
|---|
| AEX184 | WONG Wai Mei, Maria | 黃惠微 |
| AOJ393 | CHAN So Han | 陳素嫻 |