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CHAN So Han

陳素嫻
CE AOJ393Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN So Han (CE number AOJ393) is an individual licensed by the Hong Kong SFC. First licensed on 2007-02-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCharles Schwab, Hong Kong, Limited
嘉信理財香港有限公司

Licence Record (4)

2021-07-19 – present Current
Charles Schwab, Hong Kong, Limited RO
RA 1 RA 4
2019-01-29 – 2021-07-19
Charles Schwab, Hong Kong, Limited Rep
RA 1 RA 4
2007-04-24 – 2019-01-14
FIL Investment Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2007-02-22 – 2007-04-03
Splendor Global Investments Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOJ393