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WONG Miu Wan

黃淼雲
CE BNR830Licensed IndividualSFO licence active
Official SFC record

WONG Miu Wan (CE number BNR830) is an individual licensed by the Hong Kong SFC. First licensed on 2018-10-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCharles Schwab, Hong Kong, Limited
嘉信理財香港有限公司

Licence Record (3)

2022-06-27 – present Current
Charles Schwab, Hong Kong, Limited Rep
RA 1 RA 4
2020-05-04 – 2020-10-27
RaffAello Capital Limited Rep
RA 6
2018-10-18 – 2020-03-02
SinoPac Securities (Asia) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNR830