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NG Jin Ho Simon

吳榐浩
CE BOW814Licensed IndividualSFO licence active
Official SFC record

NG Jin Ho Simon (CE number BOW814) is an individual licensed by the Hong Kong SFC. First licensed on 2019-10-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCharles Schwab, Hong Kong, Limited
嘉信理財香港有限公司

Licence Record (1)

2019-10-02 – present Current
Charles Schwab, Hong Kong, Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOW814