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WONG Wai Mei, Maria

黃惠微
CE AEX184Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Wai Mei, Maria (CE number AEX184) is an individual licensed by the Hong Kong SFC. First licensed on 2005-12-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCharles Schwab, Hong Kong, Limited
嘉信理財香港有限公司

Licence Record (1)

2005-12-07 – present Current
Charles Schwab, Hong Kong, Limited RO
RA 1 RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEX184