PineBridge Investments Asia Limited is a Hong Kong SFC licensed corporation (CE number AAJ528). First licensed on 2005-07-28. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2009-04-02 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-07-28 |
| RA 9 | Asset Management | 提供資產管理 | 2005-07-28 |
| CE No. | Name | Chinese |
|---|---|---|
| AAN604 | SWEENEY Kirk Chester | |
| ACJ199 | TAI Chung Hoe | 戴宗豪 |
| AMW536 | MOK Siu Kin | 莫紹堅 |
| APL837 | SUEN To Ham | 孫道涵 |
| AXX543 | XU Wanlu | 許晼璐 |
| BHK145 | KOPITSIS Nicolas |
| CE No. | Name | Chinese |
|---|---|---|
| ACJ199 | TAI Chung Hoe | 戴宗豪 |
| APC471 | KWAN Karen Po Chee | 關寶芝 |
| AQI788 | TSOI Sze Yeung | 蔡斯洋 |
| AXL779 | CHAN Ping Hoi | 陳平海 |
| AYN495 | YEUNG Jennie Po Mei | 楊寶美 |
| AYN539 | ZHANG Xiaoshi | 張笑石 |
| BAB698 | ZHANG Fan | 張凡 |
| BAM915 | LAM Chak Shun, Jason | 林澤信 |
| BBB059 | NG Sunny Chung Kwong | 吳重光 |
| BBZ714 | WANG Xiaowen | 王晓雯 |
| BCJ219 | HENG Kelvin Chi Man | 幸啟文 |
| BHO437 | LI Xinyi | 李心怡 |
| BHT158 | LAM Ting Kwan | 林庭筠 |
| BJQ007 | TSUI Chun Man Benjamin | 徐俊文 |
| BLB487 | LAU Kwun Ping | 劉冠平 |
| BLD324 | CHIU Sai Ka | 趙世嘉 |
| BMF393 | CHANG Hsiao Han | 張筱函 |
| BNF979 | TONG Yuk Wai | 湯勗維 |
| BNO015 | TSAI Tsung Lin | 蔡宗霖 |
| BPE706 | LAI Hei In | 賴曦妍 |
| BQI652 | WONG Wai San Wilson | 黃偉辰 |
| BQJ953 | TANG Yi Ting | 鄧懿婷 |
| BRB495 | LEE Jaeyoon | |
| BRS098 | TSUI Sing Long | 徐聲朗 |
| BRT465 | CHOW Beletskiy Kevin | 周建成 |
| BSZ971 | JAIN Nisha | |
| BTT029 | CHEUNG Wing Yi | 張詠儀 |
| BVI430 | LEUNG Shu Man Joyce | 梁書敏 |
| BVZ346 | LAM Kwan Wui | 林君滙 |
| BWM127 | LAU Raco | 劉啟然 |
| BWS402 | HONG Jungbin | |
| BWS500 | PARK Joon Hyung | |
| BXH446 | TSE Man | 謝雯 |