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XU Wanlu

許晼璐
CE AXX543Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XU Wanlu (CE number AXX543) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
Responsible OfficerPineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司

Licence Record (6)

2023-04-25 – present Current
PineBridge Investments Asia Limited RO
RA 1 RA 4
2023-04-25 – present Current
PineBridge Investments Hong Kong Limited RO
RA 1
2022-09-19 – 2023-04-25
PineBridge Investments Asia Limited Rep
RA 1 RA 4
2022-09-19 – 2023-04-25
PineBridge Investments Hong Kong Limited Rep
RA 1
2018-01-12 – 2022-07-09
Goldman Sachs Asset Management (Hong Kong) Limited Rep
RA 1
2011-08-26 – 2015-03-27
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXX543