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KOPITSIS Nicolas

CE BHK145Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KOPITSIS Nicolas (CE number BHK145) is an individual licensed by the Hong Kong SFC. First licensed on 2016-05-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
Responsible OfficerPineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司

Licence Record (6)

2023-05-23 – present Current
PineBridge Investments Asia Limited RO
RA 1 RA 4
2023-05-23 – present Current
PineBridge Investments Hong Kong Limited RO
RA 1
2022-05-10 – 2023-05-23
PineBridge Investments Asia Limited Rep
RA 1 RA 4
2022-05-10 – 2023-05-23
PineBridge Investments Hong Kong Limited Rep
RA 1
2018-02-02 – 2021-03-01
BNY Mellon Investment Management Hong Kong Limited RO
RA 1 RA 4
2016-05-10 – 2018-02-02
BNY Mellon Investment Management Hong Kong Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHK145