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LAU Kwun Ping

劉冠平
CE BLB487Licensed IndividualSFO licence active
Official SFC record

LAU Kwun Ping (CE number BLB487) is an individual licensed by the Hong Kong SFC. First licensed on 2017-09-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativePineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
RepresentativePineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司

Licence Record (3)

2021-04-08 – present Current
PineBridge Investments Hong Kong Limited Rep
RA 1 RA 9
2021-03-05 – present Current
PineBridge Investments Asia Limited Rep
RA 1 RA 4 RA 9
2017-09-22 – 2020-12-31
Mitsubishi UFJ Investment Services (HK) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLB487