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NG Sunny Chung Kwong

吳重光
CE BBB059Licensed IndividualSFO licence active
Official SFC record

NG Sunny Chung Kwong (CE number BBB059) is an individual licensed by the Hong Kong SFC. First licensed on 2013-03-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativePineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
RepresentativePineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司

Licence Record (3)

2017-01-23 – present Current
PineBridge Investments Hong Kong Limited Rep
RA 1 RA 9
2016-06-01 – present Current
PineBridge Investments Asia Limited Rep
RA 1 RA 4 RA 9
2013-03-26 – 2016-04-08
State Street Global Advisors Asia Limited Rep
RA 1 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBB059