Shanghai Commercial Bank Limited is a Hong Kong SFC registered institution (CE number AAJ281). First licensed on 2004-06-23. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-06-23 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-06-23 |
| RA 9 | Asset Management | 提供資產管理 | 2004-06-23 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| ACW515 | KOK Chi Ho | 郭智豪 |
| ADM008 | TSUI Wai Chung | 徐偉忠 |
| AEO870 | ZAU Chwan Yeu, Stanley | 邵傳禹 |
| AJX991 | HUI Cheung Kui | 許祥駒 |
| BOG745 | LAU Ho Man Joey | 柳浩文 |
| BPF905 | CHAN Yin Hei | 陳彥希 |
| BTB919 | Ngan Kim Man | 顏劍文 |
| BTG756 | LO Yat Sang | 盧溢生 |
| BTZ952 | WOO Yiu Kan | 胡耀勤 |